414 Capital
414 Capital describes itself as a global financial advisory and investment banking platform established in 2009 in New York, with a footprint in the United States, Spain, and the rest of the Americas. Its public service offering spans middle-market and cross-border M&A, valuation, debt advisory, institutional investment solutions, and consulting.
What stands out about 414 Capital
414 Capital publicly presents a broad corporate-finance and M&A platform covering buy-side and sell-side assignments, management buyouts, auctions, recapitalizations, business separations, distressed sales, valuation, financing, and related consulting. Its cited M&A page describes the firm as a middle-market advisor but does not publish universal transaction-size or financial thresholds.[1][3][4][5][8]
What does 414 Capital do?
414 Capital describes itself as a global financial advisory and investment banking platform established in 2009 in New York, with a footprint in the United States, Spain, and the rest of the Americas.
Its publicly stated practices include M&A, valuation, debt advisory, institutional investment solutions, and consulting. The firm states that it advises multinational corporates and private equity funds and emphasizes cross-border transactions, including outbound investments and regional divestitures.[1][3]
414 Capital’s M&A services include buy-side and sell-side assignments, management buyouts, auctions, leveraged recapitalizations, business separations, and distressed sales.
Additional practices include portfolio and event-driven valuation, fairness and solvency opinions, debt advisory, structured financing, institutional investment solutions, placement-agent services, and consulting covering valuation, balance-sheet optimization, capital-structure analysis, restructuring, lender and creditor representation, and collateral-management support.[1][3][4][5]
Owners comparing advisory firms can also review Auxo’s M&A advisor vs. business broker vs. investment bank comparison, advisor-selection guide, and sell-side advisor evaluation framework.
What should a business owner evaluate before hiring 414 Capital?
An owner considering 414 Capital should confirm which legal entity will contract with the client and perform each proposed service, particularly where the assignment involves regulated or jurisdiction-specific activity. The active Florida LLC record and the website’s reference to 414 Capital Advisory LLC or affiliates provide entity context, but they do not by themselves establish the permissions applicable to a proposed engagement.
The owner should also request the firm’s current transaction-size criteria, relevant sector and geographic senior coverage, proposed buyer universe, cross-border distribution capability, fee and expense provisions, exclusivity and termination terms, tail provisions, senior deal lead, and conflict disclosures. The cited public materials do not supply universal size thresholds or mandate-level deal economics and completion dates.[1][2][3][6][8]
Which legal entity will contract with the client and perform each proposed regulated or non-regulated service
What firm-level registrations, licenses, exemptions, or local authorizations apply to the proposed services and jurisdictions
What are the current minimum and target transaction-size criteria by service line
What size transactions and clients does 414 Capital focus on?
The sources cited for this profile do not establish a single exclusive sector focus. The firm’s disclosed service and mandate materials instead present a broad corporate-finance and investment-advisory platform.[1]
The official mandate page identifies advisory work for Gentera on the sale of Intermex to TransNetwork; Miniso on the sale of a minority stake to Grupo Sanborns; Grupo Modelo on the sale of Nueva Fanal to OI; Under Armour on the acquisition of a store portfolio from Martí; Autlan on the acquisition of Metallorum México; Coppel on the Series D investment in Insikt; Proteak on a primary-share issuance via public markets; Nexxus, Graycliff, DEG, and IFC on the sale of Harmon Hall to Talisis; and Bloom Farms on mezzanine financing from Darby Franklin Templeton.
On May 2, 2024, 414 Capital announced its acquisition of RIóN, describing RIóN as a middle-market M&A advisory firm in Mexico and stating that 10 RIóN professionals would join 414 Capital offices in Mexico City, Monterrey, and Madrid.[1][7]
414 Capital publicly describes work across buy-side and sell-side M&A, management buyouts, auctions, leveraged recapitalizations, business separations, distressed sales, minority investments, public-market issuance, mezzanine financing, and strategic acquisitions.
The firm also states that it frequently engages in long-term collaboration agreements with clients to assist with inorganic-growth strategies. That description does not by itself establish specific engagement terms for a prospective client.[1][3]
What does 414 Capital publicly disclose about fees, process and engagement terms?
The cited M&A page describes 414 Capital as a middle-market advisor but does not publish a universal minimum revenue, EBITDA, enterprise-value, or transaction-size threshold.
The cited official mandate page does not publish transaction values, consideration terms, buyer or seller economics, or completion dates for the listed M&A mandate examples.
The cited official disclaimer does not identify a broker-dealer, investment-adviser, or other firm-level registration status for 414 Capital. This source-specific disclosure does not establish that the firm lacks any registration or that additional information does not exist elsewhere.[1][3][8]
414 CAPITAL ADVISORY LLC is listed by the Florida Division of Corporations as an active Florida limited liability company, document number L19000172382, filed July 2, 2019. Ariel Fischman and Deborah Apeloig are listed as managers.
The firm’s disclaimer states that website materials are informational and do not constitute financial, legal, regulatory, tax, or other advice. The cited official disclaimer does not identify a broker-dealer, investment-adviser, or other firm-level registration status for 414 Capital.[2][8]
414 Capital states that it frequently engages in long-term collaboration agreements with clients to assist in executing inorganic-growth strategies. Its public M&A materials describe assignment types and long-term collaboration agreements but do not establish specific engagement terms for a prospective client.[3]
Questions to ask before hiring 414 Capital
Which legal entity will contract with the client and perform each proposed regulated or non-regulated service?
What firm-level registrations, licenses, exemptions, or local authorizations apply to the proposed services and jurisdictions?
What are the current minimum and target transaction-size criteria by service line?
Which recent comparable mandates has 414 Capital publicly identified in the owner's sector and geography, and what is the status of each?
What buyer universe and cross-border distribution capability would be used for the proposed assignment?
What are the retainer, success fee, expense, exclusivity, termination, and tail provisions?
Who will be the senior deal lead, and what conflicts or prior relationships should be disclosed?
Sources & research notes
- Official website / firm overview
- Structure / regulatory context
- Services / capabilities
- Services / capabilities
- Services / capabilities
- Geography / market coverage
- Transaction / portfolio evidence
- Structure / regulatory context
How this profile was researched
Auxo profiles are prepared from publicly available primary and authoritative sources and reviewed for entity identity, factual support and disclosure consistency. When a fact cannot be supported by the reviewed public record, the profile identifies it as something to confirm directly rather than inferring it.
Independent research profile
This profile was prepared by Auxo Capital Advisors from publicly available information believed to be reliable and is provided solely for informational and educational purposes. It is not an endorsement, recommendation, ranking, solicitation, or representation regarding the profiled firm, its services, qualifications, transaction experience, regulatory status, financial condition, or suitability for any particular person, company, transaction, or investment.
Information obtained from third-party and public sources may be incomplete, inaccurate, outdated, or subject to change, and Auxo Capital Advisors makes no representation or warranty, express or implied, as to its accuracy, completeness, or timeliness. Readers should conduct their own independent diligence and consult appropriate professional advisers before engaging any advisor, intermediary, investor, lender, acquirer, or other transaction counterparty.
Broker-dealer and securities disclosure
Auxo Capital Advisors is an affiliate of Weild & Co., Member FINRA | SIPC. Securities-related activities and securities transactions are conducted through Weild & Co.
Nothing contained on this page constitutes an offer to sell, an offer to purchase, or a solicitation of an offer to buy or sell any security, investment product, or financial instrument. Nothing on this page constitutes investment advice, a recommendation regarding any security, or a recommendation to enter into any transaction with the profiled firm or any other party.
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Inclusion of a third-party firm in this directory does not imply affiliation with, sponsorship by, endorsement by, or any other relationship with Auxo Capital Advisors or Weild & Co. unless expressly stated otherwise.