Auxo Firm Directory · Independent Research Profile

Amax Capital

Amax Capital publicly describes a partner-led advisory model spanning M&A, capital raising, joint ventures and alliances, and retained strategic finance. It states that it advises across size and location, with particular focus on midsize situations that are complex, cross-border, or involve sophisticated asset classes.

Key takeaway

What stands out about Amax Capital

Amax Capital provides M&A, equity and debt capital raising, joint venture and alliance, and retained strategic finance advisory. Its public materials identify five industry clusters and a cross-border orientation, while its official services page does not identify completed transactions, client names, transaction dates, or deal values.[1][2][3][4][6]

What does Amax Capital do?

Amax Capital describes itself as a boutique investment bank and advisory firm providing senior-level M&A, capital raising, and strategic finance counsel to corporates and institutions. Its team page states that Amit Thakur founded the firm in New York in 2018.[1][2]

Amax Capital lists five advisory disciplines: M&A advisory, equity capital raising, debt raising, joint ventures and alliances, and retained strategic finance. Its M&A offering includes divestiture advisory, acquisitions, mergers, minority investments, and valuation.[3]

Owners comparing advisory firms can also review Auxo’s M&A advisor vs. business broker vs. investment bank comparison, advisor-selection guide, and sell-side advisor evaluation framework.

Public size / criteria information
Amax Capital states that it advises clients and deals irrespective of size or location, with a particular focus on midsize deals that are complex, cross-border, or involve sophisticated asset classes. Its official services page does not publish a universal revenue, EBITDA, enterprise-value, or transaction-size threshold.[4]

What should a business owner evaluate before hiring Amax Capital?

An owner evaluating Amax Capital for a sale or recapitalization can examine its stated coverage of divestitures, capital raising, valuation, minority investments, and strategic finance, as well as its partner-led and cross-border positioning. Amax Capital’s official services page does not provide completed transaction examples or transaction-level outcomes, so the owner should seek directly verifiable references, representative transactions, buyer or investor access information, fee terms, conflict procedures, and confirmation of the legal entity or regulated affiliate providing any securities-related services.[1][3][4][5][6]

01

Which legal entity will contract with the client and perform the engagement

Amax Capital’s official contact page does not state a legal-entity name.[6]
02

Is any portion of the mandate conducted through a broker-dealer, registered investment adviser, or other regulated affiliate

The FINRA BrokerCheck record describes Amax Capital, LLC in connection with non-securities-related or non-registration-required engagements, while Amax Capital’s official contact page does not state firm-level registration status.[5][6]
03

Can Amax Capital provide at least three verifiable representative transactions, including role, date, sector, transaction type, and disclosed value where permitted

Amax Capital’s official services page does not identify completed transactions, client names, transaction dates, or deal values.[3]

What size transactions and clients does Amax Capital focus on?

The firm identifies five industry clusters: financials; technology and services; industrials and materials; food and soft commodities; and real estate and hospitality.[3]

Amax Capital’s official services page describes M&A and capital-raising capabilities but does not identify completed transactions, client names, transaction dates, or deal values. No selected transaction examples are presented here.[3]

Amax Capital publicly describes work across divestitures, acquisitions, mergers, minority investments, valuation, equity and debt capital raising, joint ventures, and alliances. Its stated solution range also includes control purchases and sales, junior equity, senior debt, licensing, and retained strategic finance.[3][4]

What does Amax Capital publicly disclose about fees, process and engagement terms?

Amax Capital’s official services page does not identify completed transactions, client names, transaction dates, or deal values. That page also does not publish a universal revenue, EBITDA, enterprise-value, or transaction-size threshold. Amax Capital’s official contact page does not state a legal-entity name, regulator identifier, or firm-level registration status.[3][6]

A current FINRA BrokerCheck record for Amit Thakur describes Amax Capital, LLC as providing consulting and strategic financial advisory for non-securities-related or non-registration-required engagements. That individual-level record does not establish the firm’s broader broker-dealer or investment-adviser registration status. Amax Capital’s official contact page lists New York as an office and provides a contact form, but does not state a legal-entity name, regulator identifier, or firm-level registration status.[5][6]

Amax Capital states that all engagements are led and executed by partners rather than a junior team. Its philosophy also describes a model that does not hold a balance sheet to push or sell a single product and considers solutions across equity, debt, control transactions, minority investments, joint ventures, licensing, and alliances.[4]

Questions to ask before hiring Amax Capital

Which legal entity will contract with the client and perform the engagement?
Amax Capital’s official contact page does not state a legal-entity name.[6]
Is any portion of the mandate conducted through a broker-dealer, registered investment adviser, or other regulated affiliate?
The FINRA BrokerCheck record describes Amax Capital, LLC in connection with non-securities-related or non-registration-required engagements, while Amax Capital’s official contact page does not state firm-level registration status.[5][6]
Can Amax Capital provide at least three verifiable representative transactions, including role, date, sector, transaction type, and disclosed value where permitted?
Amax Capital’s official services page does not identify completed transactions, client names, transaction dates, or deal values.[3]
What buyer and investor geographies are currently active?
Amax Capital states that it draws on international experience and local market knowledge and reports partner deal experience across six continents.[1]
What are the engagement fee, retainer, success fee, expense, exclusivity, termination, and tail provisions?
These engagement terms should be confirmed directly with Amax Capital.[3]
How are conflicts handled where the firm or its personnel have other advisory, investing, or operating activities?
Amax Capital describes an advisory model spanning multiple transaction and financing solutions, making its conflict procedures an item for direct clarification.[4]

Sources & research notes

Public-source research
  1. Official website / firm overview
  2. Official website / firm overview
  3. Services / capabilities
  4. Transaction size / criteria
  5. FINRA regulatory record
  6. Public disclosure information
Prepared and reviewed by: Auxo Capital AdvisorsEvidence standard: Public-source verification

How this profile was researched

Auxo profiles are prepared from publicly available primary and authoritative sources and reviewed for entity identity, factual support and disclosure consistency. When a fact cannot be supported by the reviewed public record, the profile identifies it as something to confirm directly rather than inferring it.

Independent profile & regulatory context

Independent research profile

This profile was prepared by Auxo Capital Advisors from publicly available information believed to be reliable and is provided solely for informational and educational purposes. It is not an endorsement, recommendation, ranking, solicitation, or representation regarding the profiled firm, its services, qualifications, transaction experience, regulatory status, financial condition, or suitability for any particular person, company, transaction, or investment.

Information obtained from third-party and public sources may be incomplete, inaccurate, outdated, or subject to change, and Auxo Capital Advisors makes no representation or warranty, express or implied, as to its accuracy, completeness, or timeliness. Readers should conduct their own independent diligence and consult appropriate professional advisers before engaging any advisor, intermediary, investor, lender, acquirer, or other transaction counterparty.

Broker-dealer and securities disclosure

Auxo Capital Advisors is an affiliate of Weild & Co., Member FINRA | SIPC. Securities-related activities and securities transactions are conducted through Weild & Co.

Nothing contained on this page constitutes an offer to sell, an offer to purchase, or a solicitation of an offer to buy or sell any security, investment product, or financial instrument. Nothing on this page constitutes investment advice, a recommendation regarding any security, or a recommendation to enter into any transaction with the profiled firm or any other party.

Any securities transaction, capital-raising engagement, investment-banking engagement, or other securities-related activity involving Auxo Capital Advisors or Weild & Co. is subject to applicable regulatory requirements, internal review and approval, suitability and other applicable diligence requirements, and the terms of a separate written engagement or transaction agreement, as applicable.

Inclusion of a third-party firm in this directory does not imply affiliation with, sponsorship by, endorsement by, or any other relationship with Auxo Capital Advisors or Weild & Co. unless expressly stated otherwise.