Brock and Grey
Brock and Grey, LLC describes an industry-agnostic, national-footprint approach to special situations and distressed business opportunities. Its public model includes buy-side and sell-side representation, active business listings, and reorganizational exits involving restructuring and relaunch of business value.
Brock and Grey publicly focuses on underperforming, distressed, special-situation, and turnaround opportunities.
It represents both buyers and sellers, works with sell-side intermediaries, and presents business listings across multiple U.S. states. The public listings page provides asking prices and opportunity details, but does not state closing dates, buyer identities, or transaction consideration for those listings.[1][2][3][4][5][6]
What does Brock and Grey do?
Brock and Grey identifies itself as Brock & Grey, LLC and lists a Boston, Massachusetts address. The firm describes itself as a strategic buy-side and sell-side representative for a network of special situations and distressed investors.
Its stated focus is on underperforming or distressed business sales and on opportunities involving current owner-operators and key employees, rather than only acquiring assets.[1][2]
Publicly stated services include strategic buy-side representation, sell-side representation, access to turnaround and distressed opportunities, and business listings. Brock and Grey also states that it works with sell-side intermediaries to structure reorganizational exits involving the restructuring and relaunch of underlying business value.[2][8]
Owners comparing intermediaries can also review Auxo’s business broker, M&A advisor and investment bank comparison, advisor-selection guide, and M&A advisor fee guide.
What should a business owner evaluate before hiring Brock and Grey?
Owners considering Brock and Grey should clarify the proposed legal and economic structure of the transaction. Topics include the acquiring legal entity and sponsor, whether the process is an asset sale, equity sale, UCC or other distressed-process transaction, or a reorganizational exit, and how liabilities, contracts, licenses, employees, and successor-liability risks would be handled.
Owners should also ask about any seller incentives, rollover, earnout, employment, or consulting arrangements; engagement fees, commissions, exclusivity, and termination provisions; financing commitments; closing conditions; diligence requirements; timing; and whether competing buyers are involved.[2][8]
How would liabilities, contracts, licenses, employees, and successor-liability risks be handled
What size transactions does Brock and Grey handle?
The official home page labels Custom Stairs and Railings Construction/Manufacturing Business, Authentic Craft Brewery with Diverse Food and Drink Offerings, and Construction Support/Design Company – Steel and Concrete, For Sale as Recent Deals.
Other public listings include Industrial Sanitation and Remediation Business, Automotive Restyling Business With Strong Top Line Revenue, Marine Automotive E-commerce Business w/ Strong Top Line Revenue, Wholesale Manufacturer and Distributor for Unique Holiday Giftware, and Distillery – Locally Established Brand With Strong Infrastructure.
Individual listings provide selected operating and pricing information. The Custom Stairs and Railings listing states an asking price of $4,920,000 and 40 employees; the Construction Support/Design Company listing states an asking price of $4,937,000 and 2 employees; and the Distillery listing states an asking price of $300,000.[3][4][5][6][7]
The firm’s public positioning centers on underperforming, distressed, special-situation, and turnaround opportunities. Its stated model includes reorganizational exits, in which restructuring and relaunching the underlying business value are part of the described approach.
For an owner, the proposed transaction structure should be clarified directly, including whether the opportunity is being handled as a conventional sale or as a reorganizational exit.[2][3]
Brock and Grey states that it uses a national-footprint and industry-agnostic approach for turnaround opportunities. Its Business Listings page presents opportunities in Florida, California, Iowa, Oregon, Minnesota, Virginia, Massachusetts, and Arizona.[3][4]
What does Brock and Grey publicly disclose about fees and engagement terms?
The official Business Listings page presents opportunity titles, locations, and asking prices but does not state closing dates, buyer identities, or transaction consideration for those listings.
The Custom Stairs and Railings listing states that no financing notes or terms are available at this time. The Construction Support/Design Company listing likewise states that no financing notes or terms are available and reports EBITDA as N/A.[4][5][6]
The official website presents the entity as Brock & Grey, LLC and provides a Boston, Massachusetts business address.
The contact page provides business contact information but does not state a firm-level broker-dealer, investment-adviser, securities, real-estate, or other regulatory registration status. That page-level disclosure point should not be treated as a determination of regulatory status.[1]
Brock & Grey’s seller information page states that its seller resources address maximizing value in underperforming or distressed sales and provide guidance on selling businesses. The firm also states that it works with sell-side intermediaries on reorganizational exits involving restructuring and relaunch of business value.[2][8]
Questions to ask before hiring Brock and Grey
Which legal entity and sponsor would acquire the business?
Is the proposed process an asset sale, equity sale, UCC or other distressed-process transaction, or a reorganizational exit?
How would liabilities, contracts, licenses, employees, and successor-liability risks be handled?
What seller incentives, rollover, earnout, employment, or consulting arrangements are contemplated?
What are the engagement fees, commissions, exclusivity terms, and termination provisions?
What financing is committed, and what closing conditions, diligence requirements, and timing apply?
Sources & research notes
- Official website / firm overview
- Services / capabilities
- Industry / market focus
- Geography / market coverage
- Transaction / portfolio evidence
- Transaction / portfolio evidence
- Transaction / portfolio evidence
- Public Process
How this profile was researched
Auxo profiles are prepared from publicly available primary and authoritative sources and reviewed for entity identity, factual support and disclosure consistency. When a fact cannot be supported by the reviewed public record, the profile identifies it as something to confirm directly rather than inferring it.
Independent research profile
This profile was prepared by Auxo Capital Advisors from publicly available information believed to be reliable and is provided solely for informational and educational purposes. It is not an endorsement, recommendation, ranking, solicitation, or representation regarding the profiled firm, its services, qualifications, transaction experience, regulatory status, financial condition, or suitability for any particular person, company, transaction, or investment.
Information obtained from third-party and public sources may be incomplete, inaccurate, outdated, or subject to change, and Auxo Capital Advisors makes no representation or warranty, express or implied, as to its accuracy, completeness, or timeliness. Readers should conduct their own independent diligence and consult appropriate professional advisers before engaging any advisor, intermediary, investor, lender, acquirer, or other transaction counterparty.
Broker-dealer and securities disclosure
Auxo Capital Advisors is an affiliate of Weild & Co., Member FINRA | SIPC. Securities-related activities and securities transactions are conducted through Weild & Co.
Nothing contained on this page constitutes an offer to sell, an offer to purchase, or a solicitation of an offer to buy or sell any security, investment product, or financial instrument. Nothing on this page constitutes investment advice, a recommendation regarding any security, or a recommendation to enter into any transaction with the profiled firm or any other party.
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Inclusion of a third-party firm in this directory does not imply affiliation with, sponsorship by, endorsement by, or any other relationship with Auxo Capital Advisors or Weild & Co. unless expressly stated otherwise.