Capital 42 Advisors
Capital 42 Advisors presents an independent, advisory-led model for lower middle-market private companies, founders, and investors. Its stated services include sell-side M&A advisory, capital markets and growth-capital advisory, valuations, and strategic transactions. The firm lists Los Angeles as its base and identifies Consumer Products, Financial Advisory Services, Healthcare Services, Sports & Media Entertainment, and Professional Services as industries served.
What stands out about Capital 42 Advisors
Capital 42 Advisors publicly positions itself as an independent and unconflicted adviser focused on lower middle-market private companies. Its disclosed offerings include sell-side M&A advisory, capital raising and growth-capital advisory, valuations, and strategic advisory services. The official Services page lists ten transaction examples, but does not disclose their dates, values, buyer identities, financing terms, or consideration terms.[1][2][3][5]
What does Capital 42 Advisors do?
Capital 42 Advisors describes itself as an independent investment bank providing merger and acquisition advisory, growth capital, and valuation services exclusively for lower middle-market private companies. It also describes itself as an independent investment advisory firm serving lower middle-market companies, founders, and investors.
The firm lists a Los Angeles address and identifies Ric Hepburn as its founder and managing director. Its stated approach emphasizes independent, unconflicted advice and an advisory-led model.[1][2]
Capital 42 Advisors states that its services include M&A advisory, capital markets, and valuations. Its M&A offering provides independent and unconflicted guidance through the sell-side process; its capital-markets offering addresses capital raising and business expansion; and its valuation offering provides impartial and defensible analysis.
The firm also identifies growth capital and strategic transactions among its advisory activities.[1][3]
Owners comparing advisory firms can also review Auxo’s M&A advisor vs. business broker vs. investment bank comparison, advisor-selection guide, and sell-side advisor evaluation framework.
What should a business owner evaluate before hiring Capital 42 Advisors?
For an owner evaluating Capital 42 Advisors, the publicly stated model combines lower-middle-market focus with sell-side M&A execution, capital-raising alternatives, valuation work, and an independent and unconflicted positioning. The firm’s listed industries include consumer products, financial advisory services, healthcare services, sports and media entertainment, and professional services. The ten named transaction examples provide publicly displayed evidence of sell-side work, although the Services page does not provide dates or deal terms.
An owner should clarify the firm’s quantitative transaction-size parameters, geographic and buyer coverage, sector-specific completed-deal experience, engagement economics, and the respective roles of Capital 42 Advisors, Inc. and Hamilton Grant, LLC in services, disclosures, conflicts, and compensation.[1][3]
What revenue, EBITDA, enterprise-value, or transaction-size ranges does Capital 42 Advisors typically accept
What were the dates, values, buyers, and consideration structures for the ten named transactions, including Green Clean, Cardio Barre, Pacific Grand Pharmacy, Comfort Keepers, and Senior Helpers
What size transactions and clients does Capital 42 Advisors focus on?
The firm lists Consumer Products, Financial Advisory Services, Healthcare Services, Sports & Media Entertainment, and Professional Services as industries. The About page separately states that Ric Hepburn’s industries served include Consumer Products, Financial Services, and Health Care, with a particular focus on healthcare services.[1][3]
The official Transactions section identifies the following as acquired transactions and describes Capital 42 as the sell-side investor to the named businesses: Green Clean, Cardio Barre, Pacific Grand Pharmacy, ATL Tru, Comfort Keepers, Senior Helpers, Visiting Angels, Pampered Pooch, Madison Mining Co., and Bee Academic.
The official Services page does not disclose transaction dates, transaction values, buyer identities, financing terms, or consideration terms for these examples.[3]
Capital 42 Advisors publicly describes sell-side M&A execution as part of its offering and also lists capital markets, growth capital, valuations, and strategic transactions. Its stated M&A process is intended to minimize business disruption and management distraction while maximizing value for stakeholders.[3]
What does Capital 42 Advisors publicly disclose about fees, process and engagement terms?
The official Services page does not publish numeric lower-middle-market thresholds, revenue or EBITDA criteria, enterprise-value ranges, transaction-size minimums, or other quantitative client-size criteria.
The official Services page’s Transactions section does not disclose transaction dates, transaction values, buyer identities, financing terms, or consideration terms for the named examples. The official About page does not publish a universal success-fee percentage, minimum fee, expense policy, tail period, or termination schedule. The official Services page also does not state a broader geographic service territory or a specific domestic or international coverage mandate.[1][3]
Capital 42 Advisors’ website states that securities are offered by registered representatives of and transacted through Hamilton Grant, LLC, member FINRA and SIPC. The website also states that Hamilton Grant and Capital 42 Advisors, Inc. are not affiliated.
Hamilton Grant LLC is identified in its FINRA BrokerCheck firm report as a Delaware limited liability company with CRD #166180 and FINRA regulatory information. These sources establish the disclosed transaction-channel relationship and Hamilton Grant’s FINRA status; they do not establish a firm-level registration status for Capital 42 Advisors, Inc.[1][4]
Capital 42 Advisors states that its customized M&A process is designed to minimize business disruption and management distraction while maximizing value for stakeholders. The firm also describes its advice as independent and unconflicted and says it seeks to help clients secure the greatest value and optimal terms through a solution-driven approach.[1][3]
Questions to ask before hiring Capital 42 Advisors
What revenue, EBITDA, enterprise-value, or transaction-size ranges does Capital 42 Advisors typically accept?
Which geographies and buyer pools does Capital 42 Advisors actively cover?
What were the dates, values, buyers, and consideration structures for the ten named transactions, including Green Clean, Cardio Barre, Pacific Grand Pharmacy, Comfort Keepers, and Senior Helpers?
What fee structure, minimum fee, expense policy, tail period, and termination provisions apply?
Which services are performed by Capital 42 Advisors, Inc. versus Hamilton Grant, LLC, and how are conflicts, disclosures, and compensation handled?
What current healthcare-services, consumer-products, financial-services, sports and media, entertainment, or professional-services transactions can be discussed under confidentiality?
Sources & research notes
- Official website / firm overview
- Official website / firm overview
- Services / capabilities
- FINRA regulatory record
- Services / capabilities
How this profile was researched
Auxo profiles are prepared from publicly available primary and authoritative sources and reviewed for entity identity, factual support and disclosure consistency. When a fact cannot be supported by the reviewed public record, the profile identifies it as something to confirm directly rather than inferring it.
Independent research profile
This profile was prepared by Auxo Capital Advisors from publicly available information believed to be reliable and is provided solely for informational and educational purposes. It is not an endorsement, recommendation, ranking, solicitation, or representation regarding the profiled firm, its services, qualifications, transaction experience, regulatory status, financial condition, or suitability for any particular person, company, transaction, or investment.
Information obtained from third-party and public sources may be incomplete, inaccurate, outdated, or subject to change, and Auxo Capital Advisors makes no representation or warranty, express or implied, as to its accuracy, completeness, or timeliness. Readers should conduct their own independent diligence and consult appropriate professional advisers before engaging any advisor, intermediary, investor, lender, acquirer, or other transaction counterparty.
Broker-dealer and securities disclosure
Auxo Capital Advisors is an affiliate of Weild & Co., Member FINRA | SIPC. Securities-related activities and securities transactions are conducted through Weild & Co.
Nothing contained on this page constitutes an offer to sell, an offer to purchase, or a solicitation of an offer to buy or sell any security, investment product, or financial instrument. Nothing on this page constitutes investment advice, a recommendation regarding any security, or a recommendation to enter into any transaction with the profiled firm or any other party.
Any securities transaction, capital-raising engagement, investment-banking engagement, or other securities-related activity involving Auxo Capital Advisors or Weild & Co. is subject to applicable regulatory requirements, internal review and approval, suitability and other applicable diligence requirements, and the terms of a separate written engagement or transaction agreement, as applicable.
Inclusion of a third-party firm in this directory does not imply affiliation with, sponsorship by, endorsement by, or any other relationship with Auxo Capital Advisors or Weild & Co. unless expressly stated otherwise.