Dunning Capital LLC
Dunning Capital publicly offers buy-side and sell-side M&A advisory, corporate development, capital sourcing, and corporate-readiness services. Its stated industry coverage includes technology, healthcare, communications, manufacturing and distribution, and consumer products.
What stands out about Dunning Capital LLC
Dunning Capital presents itself as an investment banking and financial consulting firm for emerging and lower middle-market companies. Its published services include sell-side and buy-side advisory, valuation, buyer identification, transaction execution support, capital sourcing, and corporate-development work.[1][2][3][4]
What does Dunning Capital LLC do?
Dunning Capital describes itself as an investment banking and financial consulting firm serving emerging and lower middle-market companies. The firm states that it provides corporate development, acquisitions and divestitures, capital sourcing, and corporate readiness services.[1][2]
Published services include buy-side and sell-side advisory, valuation and pricing, buyer identification, transaction structuring and negotiation, confidential-information management, management-presentation and confidential-memorandum preparation, and diligence and closing management. Dunning Capital also describes capital-sourcing services that include growth financing, acquisition financing, recapitalization, restructuring, management buyouts, leveraged buyouts, ESOP funding, and bridge financing.[2]
Owners comparing advisory firms can also review Auxo’s M&A advisor vs. business broker vs. investment bank comparison, advisor-selection guide, and sell-side advisor evaluation framework.
What should a business owner evaluate before hiring Dunning Capital LLC?
An owner evaluating Dunning Capital can examine its stated sell-side capabilities, including valuation and pricing, buyer identification, confidentiality management, transaction structuring and negotiation, and diligence and closing support. The firm’s published examples include pharmacy, employee-benefits insurance, and IT and BPM consulting assignments.
The Services page does not publish a universal success-fee percentage, minimum fee, retainer schedule, tail period, or termination schedule. Before appointing the firm, an owner should request current team composition, comparable recent mandates, proposed fee economics, conflicts procedures, buyer-outreach methodology, contracting-entity details, and applicable regulatory registrations or exemptions.[2][3][4]
Which principals and staff would lead the engagement today, and what comparable recent transactions have they completed
What are the proposed retainer, success fee, expense reimbursement, tail, exclusivity, termination, and conflict provisions
How does the firm determine valuation, select and qualify buyers, and control confidentiality
What size transactions and clients does Dunning Capital LLC focus on?
Dunning Capital lists Technology, Healthcare, Communications, Manufacturing & Distribution, and Consumer Products as industries it serves.[1]
Dunning Capital’s selected-transactions archive identifies an exclusive sell-side advisory assignment for the sale of a retail pharmacy represented by Otway Pharmacy Partners / Express Care Pharmacy to Walgreens. The archive also identifies exclusive sell-side assignments involving an employee-benefits insurance agency represented by Financial Directions Group and sold to a strategic buyer; Pittmans Pharmacy, sold to a strategic buyer; and the sale of an IT and BPM consulting company represented by BlueLine Associates to ThreeBridge Solutions, LLC, a portfolio company of RFE Investment Partners.
The archive further identifies Dunning Capital as exclusive capital-structuring advisor in sourcing a senior-secured working-capital line for Atlantic Credit’s strategic growth initiatives.[4]
The firm’s stated transaction work spans acquisitions and divestitures, buy-side and sell-side M&A advisory, private-capital sourcing, corporate-development projects, and corporate-readiness work. Its published capital-sourcing capabilities include acquisition and growth financing, recapitalizations, restructurings, management buyouts, leveraged buyouts, ESOP funding, and bridge financing.[2]
What does Dunning Capital LLC publicly disclose about fees, process and engagement terms?
The cited Services page describes fixed-fee, monthly-retainer, and success-fee arrangements but does not publish a universal success-fee percentage, minimum fee, retainer schedule, tail period, or termination schedule.
The cited Transactions page identifies selected assignments but does not consistently disclose transaction dates, transaction values, consideration terms, or complete engagement terms for the listed examples.[2][4]
Dunning Capital’s official website describes the business as providing investment banking and financial consulting services. The official About page does not establish a firm-level broker-dealer or investment-adviser registration status. That status should be verified directly with the firm and applicable regulators if it is relevant to the proposed mandate.[1][3]
Dunning Capital’s published sell-side process includes valuation and pricing, identification of strategic and financial buyers, confidential-information management, preparation of management presentations and confidential memoranda, transaction structuring and negotiation, and management of due diligence and closing.[2]
Questions to ask before hiring Dunning Capital LLC
Which principals and staff would lead the engagement today, and what comparable recent transactions have they completed?
What are the proposed retainer, success fee, expense reimbursement, tail, exclusivity, termination, and conflict provisions?
How does the firm determine valuation, select and qualify buyers, and control confidentiality?
Which legal entity would contract with the owner, and what broker-dealer, investment-adviser, or other regulatory registrations or exemptions apply to the specific services?
Sources & research notes
- Official website / firm overview
- Services / capabilities
- Company / investment criteria
- Transaction / portfolio evidence
How this profile was researched
Auxo profiles are prepared from publicly available primary and authoritative sources and reviewed for entity identity, factual support and disclosure consistency. When a fact cannot be supported by the reviewed public record, the profile identifies it as something to confirm directly rather than inferring it.
Independent research profile
This profile was prepared by Auxo Capital Advisors from publicly available information believed to be reliable and is provided solely for informational and educational purposes. It is not an endorsement, recommendation, ranking, solicitation, or representation regarding the profiled firm, its services, qualifications, transaction experience, regulatory status, financial condition, or suitability for any particular person, company, transaction, or investment.
Information obtained from third-party and public sources may be incomplete, inaccurate, outdated, or subject to change, and Auxo Capital Advisors makes no representation or warranty, express or implied, as to its accuracy, completeness, or timeliness. Readers should conduct their own independent diligence and consult appropriate professional advisers before engaging any advisor, intermediary, investor, lender, acquirer, or other transaction counterparty.
Broker-dealer and securities disclosure
Auxo Capital Advisors is an affiliate of Weild & Co., Member FINRA | SIPC. Securities-related activities and securities transactions are conducted through Weild & Co.
Nothing contained on this page constitutes an offer to sell, an offer to purchase, or a solicitation of an offer to buy or sell any security, investment product, or financial instrument. Nothing on this page constitutes investment advice, a recommendation regarding any security, or a recommendation to enter into any transaction with the profiled firm or any other party.
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Inclusion of a third-party firm in this directory does not imply affiliation with, sponsorship by, endorsement by, or any other relationship with Auxo Capital Advisors or Weild & Co. unless expressly stated otherwise.