Hermes Capital Advisors, LLC
Hermes Capital Advisors describes itself as an independent investment bank serving early-stage through middle-market technology companies. Its stated services include buy-side and sell-side M&A advisory, capital raising, private placements, valuations, and fairness opinions.
What stands out about Hermes Capital Advisors, LLC
Hermes publicly presents a technology-focused advisory model with a global M&A practice, senior-bankers' involvement through closing, and disclosed examples including STS Global, acasa, and EMRISE transactions.[1][2][3][4][5][11][12]
What does Hermes Capital Advisors, LLC do?
Hermes Capital Advisors describes itself as an independent investment bank focused on assisting early-stage through middle-market companies in the technology sector. The firm publicly presents services spanning M&A advisory, capital raising, private placements, valuations, and fairness opinions.[1][2]
Hermes states that its M&A practice includes both buy-side and sell-side advisory assignments, with senior bankers working with client management teams through closing. Its private-placement capabilities include private equity placements, buyout, consolidation and acquisition financings, mezzanine and subordinated debt placements, and PIPEs.
The firm also provides valuations for buy-side and sell-side transactions, strategic planning, and certain corporate internal market-value accounting purposes, as well as fairness opinions to companies and boards.[3][4][5]
Owners comparing advisory firms can also review Auxo’s M&A advisor vs. business broker vs. investment bank comparison, advisor-selection guide, and sell-side advisor evaluation framework.
What should a business owner evaluate before hiring Hermes Capital Advisors, LLC?
A technology-company owner evaluating Hermes can examine its stated sell-side M&A capability, technology subsector coverage, global practice scope, and senior-banker involvement through closing. The disclosed examples provide transaction context, but the official transactions page notes that some displayed transactions were executed by Hermes professionals at prior firms.
Before engagement, an owner should confirm the proposed senior team and current availability, recent completed sell-side mandates, buyer coverage for the specific company, fee and engagement terms, conflicts procedures, contracting entity, and the services provided through Arcadia Securities.[2][3][6][7][11][12]
Which senior bankers would lead the engagement, and what is their current availability
What buyer universe and geographic coverage would be used for a specific company
What size transactions and clients does Hermes Capital Advisors, LLC focus on?
Hermes states that it primarily serves communications equipment and software; enterprise application and infrastructure software; enterprise storage, networking and security; cloud computing and virtualization; internet media; internet software and services; and IT services.[6]
Hermes’s official news archive identifies STS Global’s sale to Network Innovations and acasa’s sale to Goodlord, as well as EMRISE’s sale of CXR Anderson Jacobson and EMRISE’s sale of EMRISE Electronics Ltd. to Data Device.
The archive states that Hermes advised acasa on its sale to Goodlord in an announcement dated October 26, 2021. An official Hermes-hosted release states that Hermes served as exclusive financial advisor to EMRISE in connection with the sale of CXR Anderson Jacobson, which closed on February 18, 2016. Another official release identifies Hermes as exclusive financial advisor in connection with EMRISE’s sale of EMRISE Electronics Ltd. to Data Device.[7][8][9][10]
The firm’s stated transaction work includes buy-side and sell-side mergers and acquisitions, private placements, acquisition financing, and related valuation and fairness-opinion assignments. Its M&A practice is described as global in scope.[3][4][5]
What does Hermes Capital Advisors, LLC publicly disclose about fees, process and engagement terms?
The official M&A page does not state a minimum or maximum transaction size, revenue threshold, EBITDA threshold, or enterprise-value threshold for engagements.
The official transactions page lists transaction images and notes that some transactions were executed by Hermes professionals at prior firms, but it does not disclose transaction values, consideration terms, or buyer identities for the listed examples.
The official services overview page describes advisory capabilities but does not publish a fee schedule, success-fee percentage, minimum fee, tail period, or termination schedule. The official M&A page states that the practice is global in scope but does not identify a specific regional market focus, office coverage map, or geographic exclusion criteria.[2][3][12]
Hermes’s legal page identifies Hermes Capital Advisors as affiliated with Arcadia Securities, LLC. It states that securities are sold through Arcadia Securities and that Arcadia Securities is a member of FINRA and SIPC.
The legal page discloses the Arcadia affiliation and securities-distribution arrangement but does not itself state a firm-level registration number or registration status for Hermes Capital Advisors, LLC.[11]
Hermes states that senior bankers work with client management teams through closing on M&A assignments. The firm also describes its work as including buy-side and sell-side advisory, capital raising, private placements, valuations, and fairness opinions.[2][3]
Questions to ask before hiring Hermes Capital Advisors, LLC
Which senior bankers would lead the engagement, and what is their current availability?
What technology-company sell-side mandates has the firm completed, and can the firm provide references?
What buyer universe and geographic coverage would be used for a specific company?
What are the proposed retainer, success fee, expense, tail, exclusivity, termination, and indemnification terms?
Which legal entity would contract with the client, and what services would be provided through Arcadia Securities, LLC?
How would any conflicts involving affiliated entities be handled?
Sources & research notes
- Official website / firm overview
- Services / capabilities
- Services / capabilities
- Services / capabilities
- Services / capabilities
- Industry / market focus
- Transaction / portfolio evidence
- Transaction / portfolio evidence
- Transaction / portfolio evidence
- Transaction / portfolio evidence
- Structure / regulatory context
- Public disclosure information
How this profile was researched
Auxo profiles are prepared from publicly available primary and authoritative sources and reviewed for entity identity, factual support and disclosure consistency. When a fact cannot be supported by the reviewed public record, the profile identifies it as something to confirm directly rather than inferring it.
Independent research profile
This profile was prepared by Auxo Capital Advisors from publicly available information believed to be reliable and is provided solely for informational and educational purposes. It is not an endorsement, recommendation, ranking, solicitation, or representation regarding the profiled firm, its services, qualifications, transaction experience, regulatory status, financial condition, or suitability for any particular person, company, transaction, or investment.
Information obtained from third-party and public sources may be incomplete, inaccurate, outdated, or subject to change, and Auxo Capital Advisors makes no representation or warranty, express or implied, as to its accuracy, completeness, or timeliness. Readers should conduct their own independent diligence and consult appropriate professional advisers before engaging any advisor, intermediary, investor, lender, acquirer, or other transaction counterparty.
Broker-dealer and securities disclosure
Auxo Capital Advisors is an affiliate of Weild & Co., Member FINRA | SIPC. Securities-related activities and securities transactions are conducted through Weild & Co.
Nothing contained on this page constitutes an offer to sell, an offer to purchase, or a solicitation of an offer to buy or sell any security, investment product, or financial instrument. Nothing on this page constitutes investment advice, a recommendation regarding any security, or a recommendation to enter into any transaction with the profiled firm or any other party.
Any securities transaction, capital-raising engagement, investment-banking engagement, or other securities-related activity involving Auxo Capital Advisors or Weild & Co. is subject to applicable regulatory requirements, internal review and approval, suitability and other applicable diligence requirements, and the terms of a separate written engagement or transaction agreement, as applicable.
Inclusion of a third-party firm in this directory does not imply affiliation with, sponsorship by, endorsement by, or any other relationship with Auxo Capital Advisors or Weild & Co. unless expressly stated otherwise.