Lampert Capital Markets
Lampert Capital Markets publicly describes advisory services spanning public and private M&A, divestitures, restructurings, recapitalizations, debt issuances, and equity offerings. Its disclosed industry experience includes capital goods, energy, manufacturing, consumer, and retail.
What stands out about Lampert Capital Markets
Lampert Capital Markets is an investment banking and securities firm serving corporations, institutions, investment funds, family-owned businesses, and high-net-worth individuals. Its public materials identify M&A, divestiture, restructuring, recapitalization, debt, and equity capabilities, but the cited advisory page does not state a formal geographic mandate or quantitative minimum transaction criterion.[1][2][3][8][9]
What does Lampert Capital Markets do?
Lampert Capital Markets Inc. is an investment banking, securities, and investment-management firm serving corporations, institutions, investment funds, family-owned businesses, and high-net-worth individuals.
Its public advisory description covers public and private mergers and acquisitions, divestitures, corporate restructurings, and recapitalizations. The firm also states that it structures and executes equity offerings and debt issuances and provides corporate finance and advisory services.[1][2][3]
Lampert publicly states that its advisory services include public and private M&A, divestitures, corporate restructurings, and recapitalizations. It also states that it structures and executes equity offerings and debt issuances and provides corporate finance and advisory services.[2][3]
Owners comparing advisory firms can also review Auxo’s M&A advisor vs. business broker vs. investment bank comparison, advisor-selection guide, and sell-side advisor evaluation framework.
What should a business owner evaluate before hiring Lampert Capital Markets?
For an owner evaluating a sale, recapitalization, restructuring, or growth financing, Lampert’s stated M&A, corporate finance, debt, and equity capabilities provide several potential engagement paths to clarify. Its public examples include acquisition financing, debt restructuring, merchant-banking equity investment, and multiple credit facilities.
The cited advisory page does not state a quantitative minimum transaction criterion, and the cited materials do not establish a firm-wide geographic mandate or universal M&A fee schedule. An owner should therefore confirm current transaction-size parameters, active sectors and geographies, engagement economics, buyer coverage, and any conflicts among advisory, securities, merchant-banking, and investment-management activities.[2][3][4][5][6][7][9]
What transaction sizes and EBITDA or revenue ranges are currently prioritized
Does the firm provide sell-side M&A execution in addition to financing and restructuring advisory
What size transactions and clients does Lampert Capital Markets focus on?
Lampert’s investment-banking professionals publicly identify experience across capital goods, energy, manufacturing, consumer, and retail industries.[3]
Lampert’s PAQ, Inc. and QSI, Inc. case study states that the firm arranged approximately $105 million in debt financing for acquisitions, a founder dividend, and an institutional capital structure.
An Acme Lift case study states that Lampert negotiated debt restructurings, established a merchant-banking partnership investing $15 million in newly issued equity securities, and created new credit facilities.
A Katun Corporation case study states that Lampert privately placed a $37.6 million multi-currency Senior Secured Credit Facility, $20.0 million of Senior Subordinated Notes, and a €6.0 million Foreign Factoring Facility.
A building-materials-company case study describes approximately $38MM of debt, a nearly 70% debt reduction, and a restructuring designed to avoid bankruptcy.[4][5][6][7]
The firm’s stated transaction capabilities include public and private M&A, divestitures, restructurings, recapitalizations, debt issuances, and equity offerings.
Public case studies also describe debt financing, merchant-banking equity investment, credit facilities, and debt restructuring situations.[2][3][4][5][6][7]
What does Lampert Capital Markets publicly disclose about fees, process and engagement terms?
The cited advisory page does not state a formal firm-wide geographic mandate or quantitative minimum transaction criterion.
The cited tombstones page identifies representative transactions completed by Lampert Capital and Lampert Debt Advisors but does not publish transaction closing dates or consideration terms for those examples.
The cited Form CRS describes commissions, markups, and other account-related costs but does not establish a universal M&A advisory fee schedule, success-fee percentage, minimum fee, tail period, or termination schedule.[2][8][9]
Lampert Capital Markets Inc.’s Form CRS states that it is a broker-dealer registered with the U.S. Securities and Exchange Commission and FINRA, is a SIPC member, and is not a registered investment adviser. The FINRA BrokerCheck firm report identifies Lampert Capital Markets Inc. as CRD #103725.
The Form CRS states that the firm provides solicited, unsolicited, and discretionary order-execution services for listed and unlisted stocks and bonds, options, mutual funds, and unit investment trusts.[9][10]
The public materials describe an advisory and capital-markets model that includes M&A, divestitures, restructurings, recapitalizations, debt issuances, and equity offerings. The Form CRS separately describes solicited, unsolicited, and discretionary securities order-execution services.
The cited materials do not establish the specific steps, timelines, buyer-contact process, or engagement terms for a sell-side mandate.[2][3][9]
Questions to ask before hiring Lampert Capital Markets
What transaction sizes and EBITDA or revenue ranges are currently prioritized?
Does the firm provide sell-side M&A execution in addition to financing and restructuring advisory?
Which industries and geographies are active today?
What are the engagement fees, success fees, expense terms, exclusivity, and tail provisions?
Which current financial and strategic buyers are likely to be contacted?
How are conflicts handled between advisory, securities, merchant-banking, and investment-management activities?
What completed transactions can be discussed under confidentiality?
Sources & research notes
- Official website / firm overview
- Services / capabilities
- Services / capabilities
- Geography / market coverage
- Transaction / portfolio evidence
- Transaction / portfolio evidence
- Transaction / portfolio evidence
- Public disclosure information
- Structure / regulatory context
- FINRA regulatory record
How this profile was researched
Auxo profiles are prepared from publicly available primary and authoritative sources and reviewed for entity identity, factual support and disclosure consistency. When a fact cannot be supported by the reviewed public record, the profile identifies it as something to confirm directly rather than inferring it.
Independent research profile
This profile was prepared by Auxo Capital Advisors from publicly available information believed to be reliable and is provided solely for informational and educational purposes. It is not an endorsement, recommendation, ranking, solicitation, or representation regarding the profiled firm, its services, qualifications, transaction experience, regulatory status, financial condition, or suitability for any particular person, company, transaction, or investment.
Information obtained from third-party and public sources may be incomplete, inaccurate, outdated, or subject to change, and Auxo Capital Advisors makes no representation or warranty, express or implied, as to its accuracy, completeness, or timeliness. Readers should conduct their own independent diligence and consult appropriate professional advisers before engaging any advisor, intermediary, investor, lender, acquirer, or other transaction counterparty.
Broker-dealer and securities disclosure
Auxo Capital Advisors is an affiliate of Weild & Co., Member FINRA | SIPC. Securities-related activities and securities transactions are conducted through Weild & Co.
Nothing contained on this page constitutes an offer to sell, an offer to purchase, or a solicitation of an offer to buy or sell any security, investment product, or financial instrument. Nothing on this page constitutes investment advice, a recommendation regarding any security, or a recommendation to enter into any transaction with the profiled firm or any other party.
Any securities transaction, capital-raising engagement, investment-banking engagement, or other securities-related activity involving Auxo Capital Advisors or Weild & Co. is subject to applicable regulatory requirements, internal review and approval, suitability and other applicable diligence requirements, and the terms of a separate written engagement or transaction agreement, as applicable.
Inclusion of a third-party firm in this directory does not imply affiliation with, sponsorship by, endorsement by, or any other relationship with Auxo Capital Advisors or Weild & Co. unless expressly stated otherwise.