Near Earth Capital
Near Earth LLC is an investment banking and financial advisory firm founded in 2003. It focuses on Commercial Space, Satellite, and Defense Technologies and provides M&A advisory and private-placement services.
Near Earth publicly presents a sector-focused M&A and capital-raising platform.
Its M&A advisory work covers buy-side and sell-side assignments involving assets, business units, and whole companies, and it states that it has typically worked on transactions with enterprise values of $10 million to $200 million.[1][2][3][4][5]
What does Near Earth Capital do?
Near Earth LLC is an investment banking and financial advisory firm founded in 2003, focused on companies and investors in the Commercial Space, Satellite, and Defense Technologies sectors.
The firm lists its office at 945 West Road, New Canaan, CT 06840. FINRA’s firm-level BrokerCheck report identifies NEAR EARTH, LLC as a Connecticut limited liability company formed March 12, 2002, with CRD #126041 and SEC #8-65846.[1][2][6]
Near Earth’s M&A advisory work covers acquisitions and sales of assets, business units, and whole companies. The firm describes both buy-side and sell-side assignments, along with partnering and joint ventures.
For capital raising, Near Earth assists with private-equity and debt-market transactions. Its stated roles include sole or joint placement agent, lead or co-lead debt arranger, and special advisor or consultant.[3][4]
Owners comparing advisory firms can also review Auxo’s M&A advisor vs. business broker vs. investment bank comparison, advisor-selection guide, and sell-side advisor evaluation framework.
Published criteria: Near Earth states that it has typically worked on transactions with enterprise values of $10 million to $200 million.[3]
What should a business owner evaluate before hiring Near Earth Capital?
An owner evaluating Near Earth can ask which named engagements were completed by Near Earth LLC after its 2003 founding versus by professionals at predecessor firms. The owner can also request the firm’s most recent closed sell-side transactions in the relevant sector and clarify its current buyer relationships.
The stated $10 million to $200 million range should be discussed in context, including whether it describes all assignments or typical historical transactions. The owner should also obtain the proposed retainer, success fee, tail, exclusivity, expense, and termination terms, and clarify how conflicts are handled where the firm provides private-placement, valuation, consulting, or M&A services.[3][4][5]
What are Near Earth’s most recent closed sell-side transactions in the owner’s sector
Does the $10 million to $200 million range refer to enterprise value for all assignments or only typical historical transactions
What size transactions and clients does Near Earth Capital focus on?
Near Earth identifies Commercial Space, Satellite, and Defense Technologies as its areas of focus. Its public materials specifically reference AI, robotics, drones, hypersonics, satellite communications, and remote sensing.[1]
The official engagements archive identifies an exclusive sell-side engagement for a private video technology company, an exclusive sell-side engagement for a private satellite AI machine-learning firm, and an exclusive sale assignment for a private spacecraft systems company.
The archive also identifies $30 million Series B rounds for satellite communications or satellite-industry companies under current private-placement engagements.
Named prior engagement examples include Airgas, Inc. (Jackson Products), American Mobile Satellite Corp., Boeing–Connexion Division, and Comsat Corporation. The page states that its broader transaction experience includes work performed at predecessor firms, so the source does not by itself establish that every listed prior engagement was completed by Near Earth LLC.[5]
The firm’s stated M&A scope includes buy-side and sell-side assignments involving assets, business units, and whole companies, as well as partnering and joint ventures. Near Earth states that it has typically worked on transactions with enterprise values of $10 million to $200 million.
Its private-placement services cover private-equity and debt-market capital raising, with roles that include placement agent, debt arranger, and special advisor or consultant.[3][4]
What does Near Earth Capital publicly disclose about fees, process and engagement terms?
The cited official contact page lists a New Canaan, Connecticut office but does not state a geographic coverage mandate or geographic limitation.
The cited completed-engagements page does not disclose transaction dates, transaction values, buyer identities, or consideration terms for the listed engagements.
The cited M&A Advisory page does not publish a universal retainer, success-fee percentage, tail period, exclusivity requirement, or termination schedule.[2][3][5]
FINRA’s firm-level BrokerCheck report identifies NEAR EARTH, LLC as a Connecticut limited liability company formed March 12, 2002, with its main office in New Canaan, Connecticut. The report lists CRD #126041 and SEC #8-65846.
The report states that the firm is currently registered with the SEC, one self-regulatory organization, and 12 U.S. states and territories. It lists SEC and FINRA registration effective August 6, 2003. The report identifies private placements of securities and mergers-and-acquisitions advisory services as business types, and consulting as a non-securities business.[6]
Near Earth’s publicly stated M&A scope includes both buy-side and sell-side assignments involving assets, business units, and whole companies. The firm also identifies partnering and joint ventures as part of its M&A advisory work.
The public services description does not establish a single process, engagement sequence, or standard commercial structure for every assignment.[3]
Questions to ask before hiring Near Earth Capital
Which named engagements were completed by Near Earth LLC after its 2003 founding versus by professionals at predecessor firms?
What are Near Earth’s most recent closed sell-side transactions in the owner’s sector?
Does the $10 million to $200 million range refer to enterprise value for all assignments or only typical historical transactions?
What are the proposed retainer, success fee, tail, exclusivity, expense, and termination terms?
How are conflicts handled where Near Earth provides private-placement, valuation, consulting, or M&A services?
Which legal entity will contract for the engagement?
Sources & research notes
- Official website / firm overview
- Geography / market coverage
- Services / capabilities
- Services / capabilities
- Transaction / portfolio evidence
- FINRA regulatory record
How this profile was researched
Auxo profiles are prepared from publicly available primary and authoritative sources and reviewed for entity identity, factual support and disclosure consistency. When a fact cannot be supported by the reviewed public record, the profile identifies it as something to confirm directly rather than inferring it.
Independent research profile
This profile was prepared by Auxo Capital Advisors from publicly available information believed to be reliable and is provided solely for informational and educational purposes. It is not an endorsement, recommendation, ranking, solicitation, or representation regarding the profiled firm, its services, qualifications, transaction experience, regulatory status, financial condition, or suitability for any particular person, company, transaction, or investment.
Information obtained from third-party and public sources may be incomplete, inaccurate, outdated, or subject to change, and Auxo Capital Advisors makes no representation or warranty, express or implied, as to its accuracy, completeness, or timeliness. Readers should conduct their own independent diligence and consult appropriate professional advisers before engaging any advisor, intermediary, investor, lender, acquirer, or other transaction counterparty.
Broker-dealer and securities disclosure
Auxo Capital Advisors is an affiliate of Weild & Co., Member FINRA | SIPC. Securities-related activities and securities transactions are conducted through Weild & Co.
Nothing contained on this page constitutes an offer to sell, an offer to purchase, or a solicitation of an offer to buy or sell any security, investment product, or financial instrument. Nothing on this page constitutes investment advice, a recommendation regarding any security, or a recommendation to enter into any transaction with the profiled firm or any other party.
Any securities transaction, capital-raising engagement, investment-banking engagement, or other securities-related activity involving Auxo Capital Advisors or Weild & Co. is subject to applicable regulatory requirements, internal review and approval, suitability and other applicable diligence requirements, and the terms of a separate written engagement or transaction agreement, as applicable.
Inclusion of a third-party firm in this directory does not imply affiliation with, sponsorship by, endorsement by, or any other relationship with Auxo Capital Advisors or Weild & Co. unless expressly stated otherwise.